Catalog: Electronic (OSCAL) Version of NIST SP 800-53 Rev 5.2.0 Controls and SP 800-53A Rev 5.2.0 Assessment Procedures | Controls: 94
| Control ID | Title / Statement | Priority | Baseline Impact | ||||||||||||||||||||||||||||||
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| IR-01 |
Policy and Procedures
9 params
a. Develop, document, and disseminate to {{ insert: param, ir-1_prm_1 }}:
1. {{ insert: param, ir-01_odp.03 }} incident response policy that:
(a) Addresses purpose, scope, roles, respon...
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| IR-02 |
Incident Response Training
4 params
a. Provide incident response training to system users consistent with assigned roles and responsibilities:
1. Within {{ insert: param, ir-02_odp.01 }} of assuming an incident response role or...
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| IR-02(01) |
Simulated Events
Incorporate simulated events into incident response training to facilitate the required response by personnel in crisis situations.
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| IR-02(02) |
Automated Training Environments
1 param
Provide an incident response training environment using {{ insert: param, ir-02.02_odp }}.
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| IR-02(03) |
Breach
Provide incident response training on how to identify and respond to a breach, including the organization’s process for reporting a breach.
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| IR-03 |
Incident Response Testing
2 params
Test the effectiveness of the incident response capability for the system {{ insert: param, ir-03_odp.01 }} using the following tests: {{ insert: param, ir-03_odp.02 }}.
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| IR-03(01) |
Automated Testing
1 param
Test the incident response capability using {{ insert: param, ir-03.01_odp }}.
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| IR-03(02) |
Coordination with Related Plans
Coordinate incident response testing with organizational elements responsible for related plans.
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| IR-03(03) |
Continuous Improvement
Use qualitative and quantitative data from testing to:
(a) Determine the effectiveness of incident response processes;
(b) Continuously improve incident response processes; and
(c) Provide in...
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| IR-04 |
Incident Handling
a. Implement an incident handling capability for incidents that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recov...
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| IR-04(01) |
Automated Incident Handling Processes
1 param
Support the incident handling process using {{ insert: param, ir-04.01_odp }}.
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| IR-04(02) |
Dynamic Reconfiguration
2 params
Include the following types of dynamic reconfiguration for {{ insert: param, ir-04.02_odp.02 }} as part of the incident response capability: {{ insert: param, ir-04.02_odp.01 }}.
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| IR-04(03) |
Continuity of Operations
2 params
Identify {{ insert: param, ir-04.03_odp.01 }} and take the following actions in response to those incidents to ensure continuation of organizational mission and business functions: {{ insert: param...
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| IR-04(04) |
Information Correlation
Correlate incident information and individual incident responses to achieve an organization-wide perspective on incident awareness and response.
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| IR-04(05) |
Automatic Disabling of System
1 param
Implement a configurable capability to automatically disable the system if {{ insert: param, ir-04.05_odp }} are detected.
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| IR-04(06) |
Insider Threats
Implement an incident handling capability for incidents involving insider threats.
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| IR-04(07) |
Insider Threats — Intra-organization Coordination
1 param
Coordinate an incident handling capability for insider threats that includes the following organizational entities {{ insert: param, ir-04.07_odp }}.
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| IR-04(08) |
Correlation with External Organizations
2 params
Coordinate with {{ insert: param, ir-04.08_odp.01 }} to correlate and share {{ insert: param, ir-04.08_odp.02 }} to achieve a cross-organization perspective on incident awareness and more effective...
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| IR-04(09) |
Dynamic Response Capability
1 param
Employ {{ insert: param, ir-04.09_odp }} to respond to incidents.
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| IR-04(10) |
Supply Chain Coordination
Coordinate incident handling activities involving supply chain events with other organizations involved in the supply chain.
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| IR-04(11) |
Integrated Incident Response Team
1 param
Establish and maintain an integrated incident response team that can be deployed to any location identified by the organization in {{ insert: param, ir-04.11_odp }}.
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| IR-04(12) |
Malicious Code and Forensic Analysis
Analyze malicious code and/or other residual artifacts remaining in the system after the incident.
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| IR-04(13) |
Behavior Analysis
1 param
Analyze anomalous or suspected adversarial behavior in or related to {{ insert: param, ir-04.13_odp }}.
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| IR-04(14) |
Security Operations Center
Establish and maintain a security operations center.
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| IR-04(15) |
Public Relations and Reputation Repair
(a) Manage public relations associated with an incident; and
(b) Employ measures to repair the reputation of the organization.
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| IR-05 |
Incident Monitoring
Track and document incidents.
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| IR-05(01) |
Automated Tracking, Data Collection, and Analysis
4 params
Track incidents and collect and analyze incident information using {{ insert: param, ir-5.1_prm_1 }}.
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| IR-06 |
Incident Reporting
2 params
a. Require personnel to report suspected incidents to the organizational incident response capability within {{ insert: param, ir-06_odp.01 }} ; and
b. Report incident information to {{ insert:...
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| IR-06(01) |
Automated Reporting
1 param
Report incidents using {{ insert: param, ir-06.01_odp }}.
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| IR-06(02) |
Vulnerabilities Related to Incidents
1 param
Report system vulnerabilities associated with reported incidents to {{ insert: param, ir-06.02_odp }}.
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| IR-06(03) |
Supply Chain Coordination
Provide incident information to the provider of the product or service and other organizations involved in the supply chain or supply chain governance for systems or system components related to th...
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| IR-07 |
Incident Response Assistance
Provide an incident response support resource, integral to the organizational incident response capability, that offers advice and assistance to users of the system for the handling and reporting o...
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| IR-07(01) |
Automation Support for Availability of Information and Support
1 param
Increase the availability of incident response information and support using {{ insert: param, ir-07.01_odp }}.
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| IR-07(02) |
Coordination with External Providers
(a) Establish a direct, cooperative relationship between its incident response capability and external providers of system protection capability; and
(b) Identify organizational incident respon...
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| IR-08 |
Incident Response Plan
8 params
a. Develop an incident response plan that:
1. Provides the organization with a roadmap for implementing its incident response capability;
2. Describes the structure and organization of th...
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| IR-08(01) |
Breaches
Include the following in the Incident Response Plan for breaches involving personally identifiable information:
(a) A process to determine if notice to individuals or other organizations, includi...
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| IR-09 |
Information Spillage Response
3 params
Respond to information spills by:
a. Assigning {{ insert: param, ir-09_odp.01 }} with responsibility for responding to information spills;
b. Identifying the specific information involved in th...
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| IR-09(01) |
Responsible Personnel
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| IR-09(02) |
Training
1 param
Provide information spillage response training {{ insert: param, ir-09.02_odp }}.
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| IR-09(03) |
Post-spill Operations
1 param
Implement the following procedures to ensure that organizational personnel impacted by information spills can continue to carry out assigned tasks while contaminated systems are undergoing correcti...
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| IR-09(04) |
Exposure to Unauthorized Personnel
1 param
Employ the following controls for personnel exposed to information not within assigned access authorizations: {{ insert: param, ir-09.04_odp }}.
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| IR-10 |
Integrated Information Security Analysis Team
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| └ ir-1a | Develop, document, and disseminate to {{ insert: param, ir-1_prm_1 }}: | — | — | ||||||||||||||||||||||||||||||
| └ ir-1a.1 | {{ insert: param, ir-01_odp.03 }} incident response policy that: | — | — | ||||||||||||||||||||||||||||||
| └ ir-1a.1.(a) | Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-1a.1.(b) | Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-1a.2 | Procedures to facilitate the implementation of the incident response policy and the associated incident response controls; | — | — | ||||||||||||||||||||||||||||||
| └ ir-1b | Designate an {{ insert: param, ir-01_odp.04 }} to manage the development, documentation, and dissemination of the incident response policy and proc... | — | — | ||||||||||||||||||||||||||||||
| └ ir-1c | Review and update the current incident response: | — | — | ||||||||||||||||||||||||||||||
| └ ir-1c.1 | Policy {{ insert: param, ir-01_odp.05 }} and following {{ insert: param, ir-01_odp.06 }} ; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-1c.2 | Procedures {{ insert: param, ir-01_odp.07 }} and following {{ insert: param, ir-01_odp.08 }}. | — | — | ||||||||||||||||||||||||||||||
| └ ir-2a | Provide incident response training to system users consistent with assigned roles and responsibilities: | — | — | ||||||||||||||||||||||||||||||
| └ ir-2a.1 | Within {{ insert: param, ir-02_odp.01 }} of assuming an incident response role or responsibility or acquiring system access; | — | — | ||||||||||||||||||||||||||||||
| └ ir-2a.2 | When required by system changes; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-2a.3 | {{ insert: param, ir-02_odp.02 }} thereafter; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-2b | Review and update incident response training content {{ insert: param, ir-02_odp.03 }} and following {{ insert: param, ir-02_odp.04 }}. | — | — | ||||||||||||||||||||||||||||||
| └ ir-3.3.(a) | Determine the effectiveness of incident response processes; | — | — | ||||||||||||||||||||||||||||||
| └ ir-3.3.(b) | Continuously improve incident response processes; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-3.3.(c) | Provide incident response measures and metrics that are accurate, consistent, and in a reproducible format. | — | — | ||||||||||||||||||||||||||||||
| └ ir-4.15.(a) | Manage public relations associated with an incident; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-4.15.(b) | Employ measures to repair the reputation of the organization. | — | — | ||||||||||||||||||||||||||||||
| └ ir-4a | Implement an incident handling capability for incidents that is consistent with the incident response plan and includes preparation, detection and ... | — | — | ||||||||||||||||||||||||||||||
| └ ir-4b | Coordinate incident handling activities with contingency planning activities; | — | — | ||||||||||||||||||||||||||||||
| └ ir-4c | Incorporate lessons learned from ongoing incident handling activities into incident response procedures, training, and testing, and implement the r... | — | — | ||||||||||||||||||||||||||||||
| └ ir-4d | Ensure the rigor, intensity, scope, and results of incident handling activities are comparable and predictable across the organization. | — | — | ||||||||||||||||||||||||||||||
| └ ir-6a | Require personnel to report suspected incidents to the organizational incident response capability within {{ insert: param, ir-06_odp.01 }} ; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-6b | Report incident information to {{ insert: param, ir-06_odp.02 }}. | — | — | ||||||||||||||||||||||||||||||
| └ ir-7.2.(a) | Establish a direct, cooperative relationship between its incident response capability and external providers of system protection capability; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-7.2.(b) | Identify organizational incident response team members to the external providers. | — | — | ||||||||||||||||||||||||||||||
| └ ir-8.1.(a) | A process to determine if notice to individuals or other organizations, including oversight organizations, is needed; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8.1.(b) | An assessment process to determine the extent of the harm, embarrassment, inconvenience, or unfairness to affected individuals and any mechanisms t... | — | — | ||||||||||||||||||||||||||||||
| └ ir-8.1.(c) | Identification of applicable privacy requirements. | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a | Develop an incident response plan that: | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.1 | Provides the organization with a roadmap for implementing its incident response capability; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.10 | Explicitly designates responsibility for incident response to {{ insert: param, ir-08_odp.03 }}. | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.2 | Describes the structure and organization of the incident response capability; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.3 | Provides a high-level approach for how the incident response capability fits into the overall organization; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.4 | Meets the unique requirements of the organization, which relate to mission, size, structure, and functions; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.5 | Defines reportable incidents; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.6 | Provides metrics for measuring the incident response capability within the organization; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.7 | Defines the resources and management support needed to effectively maintain and mature an incident response capability; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.8 | Addresses the sharing of incident information; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8a.9 | Is reviewed and approved by {{ insert: param, ir-08_odp.01 }} {{ insert: param, ir-08_odp.02 }} ; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-8b | Distribute copies of the incident response plan to {{ insert: param, ir-08_odp.04 }}; | — | — | ||||||||||||||||||||||||||||||
| └ ir-8c | Update the incident response plan to address system and organizational changes or problems encountered during plan implementation, execution, or te... | — | — | ||||||||||||||||||||||||||||||
| └ ir-8d | Communicate incident response plan changes to {{ insert: param, ir-8_prm_5 }} ; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-8e | Protect the incident response plan from unauthorized disclosure and modification. | — | — | ||||||||||||||||||||||||||||||
| └ ir-9a | Assigning {{ insert: param, ir-09_odp.01 }} with responsibility for responding to information spills; | — | — | ||||||||||||||||||||||||||||||
| └ ir-9b | Identifying the specific information involved in the system contamination; | — | — | ||||||||||||||||||||||||||||||
| └ ir-9c | Alerting {{ insert: param, ir-09_odp.02 }} of the information spill using a method of communication not associated with the spill; | — | — | ||||||||||||||||||||||||||||||
| └ ir-9d | Isolating the contaminated system or system component; | — | — | ||||||||||||||||||||||||||||||
| └ ir-9e | Eradicating the information from the contaminated system or component; | — | — | ||||||||||||||||||||||||||||||
| └ ir-9f | Identifying other systems or system components that may have been subsequently contaminated; and | — | — | ||||||||||||||||||||||||||||||
| └ ir-9g | Performing the following additional actions: {{ insert: param, ir-09_odp.03 }}. | — | — |