Control ID Title / Statement Priority Baseline Impact
IR-01
Policy and Procedures 9 params
a. Develop, document, and disseminate to {{ insert: param, ir-1_prm_1 }}: 1. {{ insert: param, ir-01_odp.03 }} incident response policy that: (a) Addresses purpose, scope, roles, respon...
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Param ID Label Constraint / Choices
ir-1_prm_1 organization-defined personnel or roles Organization-defined
ir-01_odp.01 personnel or roles personnel or roles to whom the incident response policy is to be disseminated is/are defined;
ir-01_odp.02 personnel or roles personnel or roles to whom the incident response procedures are to be disseminated is/are defined;
ir-01_odp.03 Select one-or-more: organization-level; mission/business process-level; system-level
ir-01_odp.04 official an official to manage the incident response policy and procedures is defined;
ir-01_odp.05 frequency the frequency at which the current incident response policy is reviewed and updated is defined;
ir-01_odp.06 events events that would require the current incident response policy to be reviewed and updated are defined;
ir-01_odp.07 frequency the frequency at which the current incident response procedures are reviewed and updated is defined;
ir-01_odp.08 events events that would require the incident response procedures to be reviewed and updated are defined;
IR-02
Incident Response Training 4 params
a. Provide incident response training to system users consistent with assigned roles and responsibilities: 1. Within {{ insert: param, ir-02_odp.01 }} of assuming an incident response role or...
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Param ID Label Constraint / Choices
ir-02_odp.01 time period a time period within which incident response training is to be provided to system users assuming an incident response...
ir-02_odp.02 frequency frequency at which to provide incident response training to users is defined;
ir-02_odp.03 frequency frequency at which to review and update incident response training content is defined;
ir-02_odp.04 events events that initiate a review of the incident response training content are defined;
IR-02(01)
Simulated Events
Incorporate simulated events into incident response training to facilitate the required response by personnel in crisis situations.
IR-02(02)
Automated Training Environments 1 param
Provide an incident response training environment using {{ insert: param, ir-02.02_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-02.02_odp automated mechanisms automated mechanisms used in an incident response training environment are defined;
IR-02(03)
Breach
Provide incident response training on how to identify and respond to a breach, including the organization’s process for reporting a breach.
IR-03
Incident Response Testing 2 params
Test the effectiveness of the incident response capability for the system {{ insert: param, ir-03_odp.01 }} using the following tests: {{ insert: param, ir-03_odp.02 }}.
View parameters
Param ID Label Constraint / Choices
ir-03_odp.01 frequency frequency at which to test the effectiveness of the incident response capability for the system is defined;
ir-03_odp.02 tests tests used to test the effectiveness of the incident response capability for the system are defined;
IR-03(01)
Automated Testing 1 param
Test the incident response capability using {{ insert: param, ir-03.01_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-03.01_odp automated mechanisms automated mechanisms used to test the incident response capability are defined;
IR-03(02)
Coordination with Related Plans
Coordinate incident response testing with organizational elements responsible for related plans.
IR-03(03)
Continuous Improvement
Use qualitative and quantitative data from testing to: (a) Determine the effectiveness of incident response processes; (b) Continuously improve incident response processes; and (c) Provide in...
IR-04
Incident Handling
a. Implement an incident handling capability for incidents that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recov...
IR-04(01)
Automated Incident Handling Processes 1 param
Support the incident handling process using {{ insert: param, ir-04.01_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-04.01_odp automated mechanisms automated mechanisms used to support the incident handling process are defined;
IR-04(02)
Dynamic Reconfiguration 2 params
Include the following types of dynamic reconfiguration for {{ insert: param, ir-04.02_odp.02 }} as part of the incident response capability: {{ insert: param, ir-04.02_odp.01 }}.
View parameters
Param ID Label Constraint / Choices
ir-04.02_odp.01 types of dynamic reconfiguration types of dynamic reconfiguration for system components are defined;
ir-04.02_odp.02 system components system components that require dynamic reconfiguration are defined;
IR-04(03)
Continuity of Operations 2 params
Identify {{ insert: param, ir-04.03_odp.01 }} and take the following actions in response to those incidents to ensure continuation of organizational mission and business functions: {{ insert: param...
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Param ID Label Constraint / Choices
ir-04.03_odp.01 classes of incidents classes of incidents requiring an organization-defined action (defined in IR-04(03)_ODP[02]) to be taken are defined;
ir-04.03_odp.02 actions actions to be taken in response to organization-defined classes of incidents are defined;
IR-04(04)
Information Correlation
Correlate incident information and individual incident responses to achieve an organization-wide perspective on incident awareness and response.
IR-04(05)
Automatic Disabling of System 1 param
Implement a configurable capability to automatically disable the system if {{ insert: param, ir-04.05_odp }} are detected.
View parameters
Param ID Label Constraint / Choices
ir-04.05_odp security violations security violations that automatically disable a system are defined;
IR-04(06)
Insider Threats
Implement an incident handling capability for incidents involving insider threats.
IR-04(07)
Insider Threats — Intra-organization Coordination 1 param
Coordinate an incident handling capability for insider threats that includes the following organizational entities {{ insert: param, ir-04.07_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-04.07_odp entities entities that require coordination for an incident handling capability for insider threats are defined;
IR-04(08)
Correlation with External Organizations 2 params
Coordinate with {{ insert: param, ir-04.08_odp.01 }} to correlate and share {{ insert: param, ir-04.08_odp.02 }} to achieve a cross-organization perspective on incident awareness and more effective...
View parameters
Param ID Label Constraint / Choices
ir-04.08_odp.01 external organizations external organizations with whom organizational incident information is to be coordinated and shared are defined;
ir-04.08_odp.02 incident information incident information to be correlated and shared with organization-defined external organizations are defined;
IR-04(09)
Dynamic Response Capability 1 param
Employ {{ insert: param, ir-04.09_odp }} to respond to incidents.
View parameters
Param ID Label Constraint / Choices
ir-04.09_odp dynamic response capabilities dynamic response capabilities to be employed to respond to incidents are defined;
IR-04(10)
Supply Chain Coordination
Coordinate incident handling activities involving supply chain events with other organizations involved in the supply chain.
IR-04(11)
Integrated Incident Response Team 1 param
Establish and maintain an integrated incident response team that can be deployed to any location identified by the organization in {{ insert: param, ir-04.11_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-04.11_odp time period the time period within which an integrated incident response team can be deployed is defined;
IR-04(12)
Malicious Code and Forensic Analysis
Analyze malicious code and/or other residual artifacts remaining in the system after the incident.
IR-04(13)
Behavior Analysis 1 param
Analyze anomalous or suspected adversarial behavior in or related to {{ insert: param, ir-04.13_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-04.13_odp environments or resources environments or resources which may contain or may be related to anomalous or suspected adversarial behavior are defi...
IR-04(14)
Security Operations Center
Establish and maintain a security operations center.
IR-04(15)
Public Relations and Reputation Repair
(a) Manage public relations associated with an incident; and (b) Employ measures to repair the reputation of the organization.
IR-05
Incident Monitoring
Track and document incidents.
IR-05(01)
Automated Tracking, Data Collection, and Analysis 4 params
Track incidents and collect and analyze incident information using {{ insert: param, ir-5.1_prm_1 }}.
View parameters
Param ID Label Constraint / Choices
ir-5.1_prm_1 organization-defined automated mechanisms Organization-defined
ir-05.01_odp.01 automated mechanisms automated mechanisms used to track incidents are defined;
ir-05.01_odp.02 automated mechanisms automated mechanisms used to collect incident information are defined;
ir-05.01_odp.03 automated mechanisms automated mechanisms used to analyze incident information are defined;
IR-06
Incident Reporting 2 params
a. Require personnel to report suspected incidents to the organizational incident response capability within {{ insert: param, ir-06_odp.01 }} ; and b. Report incident information to {{ insert:...
View parameters
Param ID Label Constraint / Choices
ir-06_odp.01 time period time period for personnel to report suspected incidents to the organizational incident response capability is defined;
ir-06_odp.02 authorities authorities to whom incident information is to be reported are defined;
IR-06(01)
Automated Reporting 1 param
Report incidents using {{ insert: param, ir-06.01_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-06.01_odp automated mechanisms automated mechanisms used for reporting incidents are defined;
IR-06(02)
Vulnerabilities Related to Incidents 1 param
Report system vulnerabilities associated with reported incidents to {{ insert: param, ir-06.02_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-06.02_odp personnel or roles personnel or roles to whom system vulnerabilities associated with reported incidents are reported to is/are defined;
IR-06(03)
Supply Chain Coordination
Provide incident information to the provider of the product or service and other organizations involved in the supply chain or supply chain governance for systems or system components related to th...
IR-07
Incident Response Assistance
Provide an incident response support resource, integral to the organizational incident response capability, that offers advice and assistance to users of the system for the handling and reporting o...
IR-07(01)
Automation Support for Availability of Information and Support 1 param
Increase the availability of incident response information and support using {{ insert: param, ir-07.01_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-07.01_odp automated mechanisms automated mechanisms used to increase the availability of incident response information and support are defined;
IR-07(02)
Coordination with External Providers
(a) Establish a direct, cooperative relationship between its incident response capability and external providers of system protection capability; and (b) Identify organizational incident respon...
IR-08
Incident Response Plan 8 params
a. Develop an incident response plan that: 1. Provides the organization with a roadmap for implementing its incident response capability; 2. Describes the structure and organization of th...
View parameters
Param ID Label Constraint / Choices
ir-8_prm_5 organization-defined incident response personnel (identified by name and/or by role) and organizational elements Organization-defined
ir-08_odp.01 personnel or roles personnel or roles that review and approve the incident response plan is/are identified;
ir-08_odp.02 frequency the frequency at which to review and approve the incident response plan is defined;
ir-08_odp.03 entities, personnel, or roles entities, personnel, or roles with designated responsibility for incident response are defined;
ir-08_odp.04 incident response personnel incident response personnel (identified by name and/or by role) to whom copies of the incident response plan are to b...
ir-08_odp.05 organizational elements organizational elements to which copies of the incident response plan are to be distributed are defined;
ir-08_odp.06 incident response personnel incident response personnel (identified by name and/or by role) to whom changes to the incident response plan is/are ...
ir-08_odp.07 organizational elements organizational elements to which changes to the incident response plan are communicated are defined;
IR-08(01)
Breaches
Include the following in the Incident Response Plan for breaches involving personally identifiable information: (a) A process to determine if notice to individuals or other organizations, includi...
IR-09
Information Spillage Response 3 params
Respond to information spills by: a. Assigning {{ insert: param, ir-09_odp.01 }} with responsibility for responding to information spills; b. Identifying the specific information involved in th...
View parameters
Param ID Label Constraint / Choices
ir-09_odp.01 personnel or roles personnel or roles assigned the responsibility for responding to information spills is/are defined;
ir-09_odp.02 personnel or roles personnel or roles to be alerted of the information spill using a method of communication not associated with the spi...
ir-09_odp.03 actions actions to be performed are defined;
IR-09(01)
Responsible Personnel
IR-09(02)
Training 1 param
Provide information spillage response training {{ insert: param, ir-09.02_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-09.02_odp frequency frequency at which to provide information spillage response training is defined;
IR-09(03)
Post-spill Operations 1 param
Implement the following procedures to ensure that organizational personnel impacted by information spills can continue to carry out assigned tasks while contaminated systems are undergoing correcti...
View parameters
Param ID Label Constraint / Choices
ir-09.03_odp procedures procedures to be implemented to ensure that organizational personnel impacted by information spills can continue to c...
IR-09(04)
Exposure to Unauthorized Personnel 1 param
Employ the following controls for personnel exposed to information not within assigned access authorizations: {{ insert: param, ir-09.04_odp }}.
View parameters
Param ID Label Constraint / Choices
ir-09.04_odp controls controls employed for personnel exposed to information not within assigned access authorizations are defined;
IR-10
Integrated Information Security Analysis Team
ir-1a Develop, document, and disseminate to {{ insert: param, ir-1_prm_1 }}:
ir-1a.1 {{ insert: param, ir-01_odp.03 }} incident response policy that:
ir-1a.1.(a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
ir-1a.1.(b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
ir-1a.2 Procedures to facilitate the implementation of the incident response policy and the associated incident response controls;
ir-1b Designate an {{ insert: param, ir-01_odp.04 }} to manage the development, documentation, and dissemination of the incident response policy and proc...
ir-1c Review and update the current incident response:
ir-1c.1 Policy {{ insert: param, ir-01_odp.05 }} and following {{ insert: param, ir-01_odp.06 }} ; and
ir-1c.2 Procedures {{ insert: param, ir-01_odp.07 }} and following {{ insert: param, ir-01_odp.08 }}.
ir-2a Provide incident response training to system users consistent with assigned roles and responsibilities:
ir-2a.1 Within {{ insert: param, ir-02_odp.01 }} of assuming an incident response role or responsibility or acquiring system access;
ir-2a.2 When required by system changes; and
ir-2a.3 {{ insert: param, ir-02_odp.02 }} thereafter; and
ir-2b Review and update incident response training content {{ insert: param, ir-02_odp.03 }} and following {{ insert: param, ir-02_odp.04 }}.
ir-3.3.(a) Determine the effectiveness of incident response processes;
ir-3.3.(b) Continuously improve incident response processes; and
ir-3.3.(c) Provide incident response measures and metrics that are accurate, consistent, and in a reproducible format.
ir-4.15.(a) Manage public relations associated with an incident; and
ir-4.15.(b) Employ measures to repair the reputation of the organization.
ir-4a Implement an incident handling capability for incidents that is consistent with the incident response plan and includes preparation, detection and ...
ir-4b Coordinate incident handling activities with contingency planning activities;
ir-4c Incorporate lessons learned from ongoing incident handling activities into incident response procedures, training, and testing, and implement the r...
ir-4d Ensure the rigor, intensity, scope, and results of incident handling activities are comparable and predictable across the organization.
ir-6a Require personnel to report suspected incidents to the organizational incident response capability within {{ insert: param, ir-06_odp.01 }} ; and
ir-6b Report incident information to {{ insert: param, ir-06_odp.02 }}.
ir-7.2.(a) Establish a direct, cooperative relationship between its incident response capability and external providers of system protection capability; and
ir-7.2.(b) Identify organizational incident response team members to the external providers.
ir-8.1.(a) A process to determine if notice to individuals or other organizations, including oversight organizations, is needed;
ir-8.1.(b) An assessment process to determine the extent of the harm, embarrassment, inconvenience, or unfairness to affected individuals and any mechanisms t...
ir-8.1.(c) Identification of applicable privacy requirements.
ir-8a Develop an incident response plan that:
ir-8a.1 Provides the organization with a roadmap for implementing its incident response capability;
ir-8a.10 Explicitly designates responsibility for incident response to {{ insert: param, ir-08_odp.03 }}.
ir-8a.2 Describes the structure and organization of the incident response capability;
ir-8a.3 Provides a high-level approach for how the incident response capability fits into the overall organization;
ir-8a.4 Meets the unique requirements of the organization, which relate to mission, size, structure, and functions;
ir-8a.5 Defines reportable incidents;
ir-8a.6 Provides metrics for measuring the incident response capability within the organization;
ir-8a.7 Defines the resources and management support needed to effectively maintain and mature an incident response capability;
ir-8a.8 Addresses the sharing of incident information;
ir-8a.9 Is reviewed and approved by {{ insert: param, ir-08_odp.01 }} {{ insert: param, ir-08_odp.02 }} ; and
ir-8b Distribute copies of the incident response plan to {{ insert: param, ir-08_odp.04 }};
ir-8c Update the incident response plan to address system and organizational changes or problems encountered during plan implementation, execution, or te...
ir-8d Communicate incident response plan changes to {{ insert: param, ir-8_prm_5 }} ; and
ir-8e Protect the incident response plan from unauthorized disclosure and modification.
ir-9a Assigning {{ insert: param, ir-09_odp.01 }} with responsibility for responding to information spills;
ir-9b Identifying the specific information involved in the system contamination;
ir-9c Alerting {{ insert: param, ir-09_odp.02 }} of the information spill using a method of communication not associated with the spill;
ir-9d Isolating the contaminated system or system component;
ir-9e Eradicating the information from the contaminated system or component;
ir-9f Identifying other systems or system components that may have been subsequently contaminated; and
ir-9g Performing the following additional actions: {{ insert: param, ir-09_odp.03 }}.