Control ID Title / Statement Priority Baseline Impact
CP-01
Policy and Procedures 9 params
a. Develop, document, and disseminate to {{ insert: param, cp-1_prm_1 }}: 1. {{ insert: param, cp-01_odp.03 }} contingency planning policy that: (a) Addresses purpose, scope, roles, res...
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Param ID Label Constraint / Choices
cp-1_prm_1 organization-defined personnel or roles Organization-defined
cp-01_odp.01 personnel or roles personnel or roles to whom the contingency planning policy is to be disseminated is/are defined;
cp-01_odp.02 personnel or roles personnel or roles to whom the contingency planning procedures are to be disseminated is/are defined;
cp-01_odp.03 Select one-or-more: organization-level; mission/business process-level; system-level
cp-01_odp.04 official an official to manage the contingency planning policy and procedures is defined;
cp-01_odp.05 frequency the frequency at which the current contingency planning policy is reviewed and updated is defined;
cp-01_odp.06 events events that would require the current contingency planning policy to be reviewed and updated are defined;
cp-01_odp.07 frequency the frequency at which the current contingency planning procedures are reviewed and updated is defined;
cp-01_odp.08 events events that would require procedures to be reviewed and updated are defined;
CP-02
Contingency Plan 10 params
a. Develop a contingency plan for the system that: 1. Identifies essential mission and business functions and associated contingency requirements; 2. Provides recovery objectives, restora...
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Param ID Label Constraint / Choices
cp-2_prm_1 organization-defined personnel or roles Organization-defined
cp-2_prm_2 organization-defined key contingency personnel (identified by name and/or by role) and organizational elements Organization-defined
cp-2_prm_4 organization-defined key contingency personnel (identified by name and/or by role) and organizational elements Organization-defined
cp-02_odp.01 personnel or roles personnel or roles to review a contingency plan is/are defined;
cp-02_odp.02 personnel or roles personnel or roles to approve a contingency plan is/are defined;
cp-02_odp.03 key contingency personnel key contingency personnel (identified by name and/or by role) to whom copies of the contingency plan are distributed ...
cp-02_odp.04 organizational elements key contingency organizational elements to which copies of the contingency plan are distributed are defined;
cp-02_odp.05 frequency frequency of contingency plan review is defined;
cp-02_odp.06 key contingency personnel key contingency personnel (identified by name and/or by role) to communicate changes to are defined;
cp-02_odp.07 organizational elements key contingency organizational elements to communicate changes to are defined;
CP-02(01)
Coordinate with Related Plans
Coordinate contingency plan development with organizational elements responsible for related plans.
CP-02(02)
Capacity Planning
Conduct capacity planning so that necessary capacity for information processing, telecommunications, and environmental support exists during contingency operations.
CP-02(03)
Resume Mission and Business Functions 2 params
Plan for the resumption of {{ insert: param, cp-02.03_odp.01 }} mission and business functions within {{ insert: param, cp-02.03_odp.02 }} of contingency plan activation.
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Param ID Label Constraint / Choices
cp-02.03_odp.01 Select one: all; essential
cp-02.03_odp.02 time period the contingency plan activation time period within which to resume mission and business functions is defined;
CP-02(04)
Resume All Mission and Business Functions
CP-02(05)
Continue Mission and Business Functions 1 param
Plan for the continuance of {{ insert: param, cp-02.05_odp }} mission and business functions with minimal or no loss of operational continuity and sustains that continuity until full system restora...
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Param ID Label Constraint / Choices
cp-02.05_odp Select one: all; essential
CP-02(06)
Alternate Processing and Storage Sites 1 param
Plan for the transfer of {{ insert: param, cp-02.06_odp }} mission and business functions to alternate processing and/or storage sites with minimal or no loss of operational continuity and sustain ...
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Param ID Label Constraint / Choices
cp-02.06_odp Select one: all; essential
CP-02(07)
Coordinate with External Service Providers
Coordinate the contingency plan with the contingency plans of external service providers to ensure that contingency requirements can be satisfied.
CP-02(08)
Identify Critical Assets 1 param
Identify critical system assets supporting {{ insert: param, cp-02.08_odp }} mission and business functions.
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Param ID Label Constraint / Choices
cp-02.08_odp Select one: all; essential
CP-03
Contingency Training 4 params
a. Provide contingency training to system users consistent with assigned roles and responsibilities: 1. Within {{ insert: param, cp-03_odp.01 }} of assuming a contingency role or responsibili...
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Param ID Label Constraint / Choices
cp-03_odp.01 time period the time period within which to provide contingency training after assuming a contingency role or responsibility is d...
cp-03_odp.02 frequency frequency at which to provide training to system users with a contingency role or responsibility is defined;
cp-03_odp.03 frequency frequency at which to review and update contingency training content is defined;
cp-03_odp.04 events events necessitating review and update of contingency training are defined;
CP-03(01)
Simulated Events
Incorporate simulated events into contingency training to facilitate effective response by personnel in crisis situations.
CP-03(02)
Mechanisms Used in Training Environments
Employ mechanisms used in operations to provide a more thorough and realistic contingency training environment.
CP-04
Contingency Plan Testing 4 params
a. Test the contingency plan for the system {{ insert: param, cp-04_odp.01 }} using the following tests to determine the effectiveness of the plan and the readiness to execute the plan: {{ insert...
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Param ID Label Constraint / Choices
cp-4_prm_2 organization-defined tests Organization-defined
cp-04_odp.01 frequency frequency of testing the contingency plan for the system is defined;
cp-04_odp.02 tests tests for determining the effectiveness of the contingency plan are defined;
cp-04_odp.03 tests tests for determining readiness to execute the contingency plan are defined;
CP-04(01)
Coordinate with Related Plans
Coordinate contingency plan testing with organizational elements responsible for related plans.
CP-04(02)
Alternate Processing Site
Test the contingency plan at the alternate processing site: (a) To familiarize contingency personnel with the facility and available resources; and (b) To evaluate the capabilities of the alter...
CP-04(03)
Automated Testing 1 param
Test the contingency plan using {{ insert: param, cp-04.03_odp }}.
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Param ID Label Constraint / Choices
cp-04.03_odp automated mechanisms automated mechanisms for contingency plan testing are defined;
CP-04(04)
Full Recovery and Reconstitution
Include a full recovery and reconstitution of the system to a known state as part of contingency plan testing.
CP-04(05)
Self-challenge 2 params
Employ {{ insert: param, cp-04.05_odp.01 }} to {{ insert: param, cp-04.05_odp.02 }} to disrupt and adversely affect the system or system component.
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Param ID Label Constraint / Choices
cp-04.05_odp.01 mechanisms mechanisms employed to disrupt and adversely affect the system or system component are defined;
cp-04.05_odp.02 system or system component system or system component on which to apply disruption mechanisms are defined;
CP-05
Contingency Plan Update
CP-06
Alternate Storage Site
a. Establish an alternate storage site, including necessary agreements to permit the storage and retrieval of system backup information; and b. Ensure that the alternate storage site provides c...
CP-06(01)
Separation from Primary Site
Identify an alternate storage site that is sufficiently separated from the primary storage site to reduce susceptibility to the same threats.
CP-06(02)
Recovery Time and Recovery Point Objectives
Configure the alternate storage site to facilitate recovery operations in accordance with recovery time and recovery point objectives.
CP-06(03)
Accessibility
Identify potential accessibility problems to the alternate storage site in the event of an area-wide disruption or disaster and outline explicit mitigation actions.
CP-07
Alternate Processing Site 2 params
a. Establish an alternate processing site, including necessary agreements to permit the transfer and resumption of {{ insert: param, cp-07_odp.01 }} for essential mission and business functions w...
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Param ID Label Constraint / Choices
cp-07_odp.01 system operations system operations for essential mission and business functions are defined;
cp-07_odp.02 time period time period consistent with recovery time and recovery point objectives is defined;
CP-07(01)
Separation from Primary Site
Identify an alternate processing site that is sufficiently separated from the primary processing site to reduce susceptibility to the same threats.
CP-07(02)
Accessibility
Identify potential accessibility problems to alternate processing sites in the event of an area-wide disruption or disaster and outlines explicit mitigation actions.
CP-07(03)
Priority of Service
Develop alternate processing site agreements that contain priority-of-service provisions in accordance with availability requirements (including recovery time objectives).
CP-07(04)
Preparation for Use
Prepare the alternate processing site so that the site can serve as the operational site supporting essential mission and business functions.
CP-07(05)
Equivalent Information Security Safeguards
CP-07(06)
Inability to Return to Primary Site
Plan and prepare for circumstances that preclude returning to the primary processing site.
CP-08
Telecommunications Services 2 params
Establish alternate telecommunications services, including necessary agreements to permit the resumption of {{ insert: param, cp-08_odp.01 }} for essential mission and business functions within {{ ...
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Param ID Label Constraint / Choices
cp-08_odp.01 system operations system operations to be resumed for essential mission and business functions are defined;
cp-08_odp.02 time period time period within which to resume essential mission and business functions when the primary telecommunications capab...
CP-08(01)
Priority of Service Provisions
(a) Develop primary and alternate telecommunications service agreements that contain priority-of-service provisions in accordance with availability requirements (including recovery time objective...
CP-08(02)
Single Points of Failure
Obtain alternate telecommunications services to reduce the likelihood of sharing a single point of failure with primary telecommunications services.
CP-08(03)
Separation of Primary and Alternate Providers
Obtain alternate telecommunications services from providers that are separated from primary service providers to reduce susceptibility to the same threats.
CP-08(04)
Provider Contingency Plan 3 params
(a) Require primary and alternate telecommunications service providers to have contingency plans; (b) Review provider contingency plans to ensure that the plans meet organizational contingency ...
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Param ID Label Constraint / Choices
cp-8.4_prm_1 organization-defined frequency Organization-defined
cp-08.04_odp.01 frequency frequency at which to obtain evidence of contingency testing by providers is defined;
cp-08.04_odp.02 frequency frequency at which to obtain evidence of contingency training by providers is defined;
CP-08(05)
Alternate Telecommunication Service Testing 1 param
Test alternate telecommunication services {{ insert: param, cp-08.05_odp }}.
View parameters
Param ID Label Constraint / Choices
cp-08.05_odp frequency frequency at which alternate telecommunications services are tested is defined;
CP-09
System Backup 4 params
a. Conduct backups of user-level information contained in {{ insert: param, cp-09_odp.01 }} {{ insert: param, cp-09_odp.02 }}; b. Conduct backups of system-level information contained in the sy...
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Param ID Label Constraint / Choices
cp-09_odp.01 system components system components for which to conduct backups of user-level information is defined;
cp-09_odp.02 frequency frequency at which to conduct backups of user-level information consistent with recovery time and recovery point obje...
cp-09_odp.03 frequency frequency at which to conduct backups of system-level information consistent with recovery time and recovery point ob...
cp-09_odp.04 frequency frequency at which to conduct backups of system documentation consistent with recovery time and recovery point object...
CP-09(01)
Testing for Reliability and Integrity 3 params
Test backup information {{ insert: param, cp-9.1_prm_1 }} to verify media reliability and information integrity.
View parameters
Param ID Label Constraint / Choices
cp-9.1_prm_1 organization-defined frequency Organization-defined
cp-09.01_odp.01 frequency frequency at which to test backup information for media reliability is defined;
cp-09.01_odp.02 frequency frequency at which to test backup information for information integrity is defined;
CP-09(02)
Test Restoration Using Sampling
Use a sample of backup information in the restoration of selected system functions as part of contingency plan testing.
CP-09(03)
Separate Storage for Critical Information 1 param
Store backup copies of {{ insert: param, cp-09.03_odp }} in a separate facility or in a fire rated container that is not collocated with the operational system.
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Param ID Label Constraint / Choices
cp-09.03_odp critical system software and other security-related information critical system software and other security-related information backups to be stored in a separate facility are defined;
CP-09(04)
Protection from Unauthorized Modification
CP-09(05)
Transfer to Alternate Storage Site 3 params
Transfer system backup information to the alternate storage site {{ insert: param, cp-9.5_prm_1 }}.
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Param ID Label Constraint / Choices
cp-9.5_prm_1 organization-defined time period and transfer rate consistent with the recovery time and recovery point objectives Organization-defined
cp-09.05_odp.01 time period time period consistent with recovery time and recovery point objectives is defined;
cp-09.05_odp.02 transfer rate transfer rate consistent with recovery time and recovery point objectives is defined;
CP-09(06)
Redundant Secondary System
Conduct system backup by maintaining a redundant secondary system that is not collocated with the primary system and that can be activated without loss of information or disruption to operations.
CP-09(07)
Dual Authorization for Deletion or Destruction 1 param
Enforce dual authorization for the deletion or destruction of {{ insert: param, cp-09.07_odp }}.
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Param ID Label Constraint / Choices
cp-09.07_odp backup information backup information for which to enforce dual authorization in order to delete or destroy is defined;
CP-09(08)
Cryptographic Protection 1 param
Implement cryptographic mechanisms to prevent unauthorized disclosure and modification of {{ insert: param, cp-09.08_odp }}.
View parameters
Param ID Label Constraint / Choices
cp-09.08_odp backup information backup information to protect against unauthorized disclosure and modification is defined;
CP-10
System Recovery and Reconstitution 3 params
Provide for the recovery and reconstitution of the system to a known state within {{ insert: param, cp-10_prm_1 }} after a disruption, compromise, or failure.
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Param ID Label Constraint / Choices
cp-10_prm_1 organization-defined time period consistent with recovery time and recovery point objectives Organization-defined
cp-10_odp.01 time period time period consistent with recovery time and recovery point objectives for the recovery of the system is determined;
cp-10_odp.02 time period time period consistent with recovery time and recovery point objectives for the reconstitution of the system is deter...
CP-10(01)
Contingency Plan Testing
CP-10(02)
Transaction Recovery
Implement transaction recovery for systems that are transaction-based.
CP-10(03)
Compensating Security Controls
Addressed through tailoring.
CP-10(04)
Restore Within Time Period 1 param
Provide the capability to restore system components within {{ insert: param, cp-10.04_odp }} from configuration-controlled and integrity-protected information representing a known, operational stat...
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Param ID Label Constraint / Choices
cp-10.04_odp restoration time periods restoration time period within which to restore system components to a known, operational state is defined;
CP-10(05)
Failover Capability
CP-10(06)
Component Protection
Protect system components used for recovery and reconstitution.
CP-11
Alternate Communications Protocols 1 param
Provide the capability to employ {{ insert: param, cp-11_odp }} in support of maintaining continuity of operations.
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Param ID Label Constraint / Choices
cp-11_odp alternative communications protocols alternative communications protocols in support of maintaining continuity of operations are defined;
CP-12
Safe Mode 2 params
When {{ insert: param, cp-12_odp.02 }} are detected, enter a safe mode of operation with {{ insert: param, cp-12_odp.01 }}.
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Param ID Label Constraint / Choices
cp-12_odp.01 restrictions restrictions for safe mode of operation are defined;
cp-12_odp.02 conditions conditions detected to enter a safe mode of operation are defined;
CP-13
Alternative Security Mechanisms 2 params
Employ {{ insert: param, cp-13_odp.01 }} for satisfying {{ insert: param, cp-13_odp.02 }} when the primary means of implementing the security function is unavailable or compromised.
View parameters
Param ID Label Constraint / Choices
cp-13_odp.01 alternative or supplemental security mechanisms alternative or supplemental security mechanisms are defined;
cp-13_odp.02 security functions security functions are defined;
cp-1a Develop, document, and disseminate to {{ insert: param, cp-1_prm_1 }}:
cp-1a.1 {{ insert: param, cp-01_odp.03 }} contingency planning policy that:
cp-1a.1.(a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
cp-1a.1.(b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
cp-1a.2 Procedures to facilitate the implementation of the contingency planning policy and the associated contingency planning controls;
cp-1b Designate an {{ insert: param, cp-01_odp.04 }} to manage the development, documentation, and dissemination of the contingency planning policy and p...
cp-1c Review and update the current contingency planning:
cp-1c.1 Policy {{ insert: param, cp-01_odp.05 }} and following {{ insert: param, cp-01_odp.06 }} ; and
cp-1c.2 Procedures {{ insert: param, cp-01_odp.07 }} and following {{ insert: param, cp-01_odp.08 }}.
cp-2a Develop a contingency plan for the system that:
cp-2a.1 Identifies essential mission and business functions and associated contingency requirements;
cp-2a.2 Provides recovery objectives, restoration priorities, and metrics;
cp-2a.3 Addresses contingency roles, responsibilities, assigned individuals with contact information;
cp-2a.4 Addresses maintaining essential mission and business functions despite a system disruption, compromise, or failure;
cp-2a.5 Addresses eventual, full system restoration without deterioration of the controls originally planned and implemented;
cp-2a.6 Addresses the sharing of contingency information; and
cp-2a.7 Is reviewed and approved by {{ insert: param, cp-2_prm_1 }};
cp-2b Distribute copies of the contingency plan to {{ insert: param, cp-2_prm_2 }};
cp-2c Coordinate contingency planning activities with incident handling activities;
cp-2d Review the contingency plan for the system {{ insert: param, cp-02_odp.05 }};
cp-2e Update the contingency plan to address changes to the organization, system, or environment of operation and problems encountered during contingency...
cp-2f Communicate contingency plan changes to {{ insert: param, cp-2_prm_4 }};
cp-2g Incorporate lessons learned from contingency plan testing, training, or actual contingency activities into contingency testing and training; and
cp-2h Protect the contingency plan from unauthorized disclosure and modification.
cp-3a Provide contingency training to system users consistent with assigned roles and responsibilities:
cp-3a.1 Within {{ insert: param, cp-03_odp.01 }} of assuming a contingency role or responsibility;
cp-3a.2 When required by system changes; and
cp-3a.3 {{ insert: param, cp-03_odp.02 }} thereafter; and
cp-3b Review and update contingency training content {{ insert: param, cp-03_odp.03 }} and following {{ insert: param, cp-03_odp.04 }}.
cp-4.2.(a) To familiarize contingency personnel with the facility and available resources; and
cp-4.2.(b) To evaluate the capabilities of the alternate processing site to support contingency operations.
cp-4a Test the contingency plan for the system {{ insert: param, cp-04_odp.01 }} using the following tests to determine the effectiveness of the plan and...
cp-4b Review the contingency plan test results; and
cp-4c Initiate corrective actions, if needed.
cp-6a Establish an alternate storage site, including necessary agreements to permit the storage and retrieval of system backup information; and
cp-6b Ensure that the alternate storage site provides controls equivalent to that of the primary site.
cp-7a Establish an alternate processing site, including necessary agreements to permit the transfer and resumption of {{ insert: param, cp-07_odp.01 }} f...
cp-7b Make available at the alternate processing site, the equipment and supplies required to transfer and resume operations or put contracts in place to...
cp-7c Provide controls at the alternate processing site that are equivalent to those at the primary site.
cp-8.1.(a) Develop primary and alternate telecommunications service agreements that contain priority-of-service provisions in accordance with availability req...
cp-8.1.(b) Request Telecommunications Service Priority for all telecommunications services used for national security emergency preparedness if the primary an...
cp-8.4.(a) Require primary and alternate telecommunications service providers to have contingency plans;
cp-8.4.(b) Review provider contingency plans to ensure that the plans meet organizational contingency requirements; and
cp-8.4.(c) Obtain evidence of contingency testing and training by providers {{ insert: param, cp-8.4_prm_1 }}.
cp-9a Conduct backups of user-level information contained in {{ insert: param, cp-09_odp.01 }} {{ insert: param, cp-09_odp.02 }};
cp-9b Conduct backups of system-level information contained in the system {{ insert: param, cp-09_odp.03 }};
cp-9c Conduct backups of system documentation, including security- and privacy-related documentation {{ insert: param, cp-09_odp.04 }} ; and
cp-9d Protect the confidentiality, integrity, and availability of backup information.