Catalog: Electronic (OSCAL) Version of NIST SP 800-53 Rev 5.2.0 Controls and SP 800-53A Rev 5.2.0 Assessment Procedures | Controls: 104
| Control ID | Title / Statement | Priority | Baseline Impact | |||||||||||||||||||||||||||||||||
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| CP-01 |
Policy and Procedures
9 params
a. Develop, document, and disseminate to {{ insert: param, cp-1_prm_1 }}:
1. {{ insert: param, cp-01_odp.03 }} contingency planning policy that:
(a) Addresses purpose, scope, roles, res...
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| CP-02 |
Contingency Plan
10 params
a. Develop a contingency plan for the system that:
1. Identifies essential mission and business functions and associated contingency requirements;
2. Provides recovery objectives, restora...
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| CP-02(01) |
Coordinate with Related Plans
Coordinate contingency plan development with organizational elements responsible for related plans.
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| CP-02(02) |
Capacity Planning
Conduct capacity planning so that necessary capacity for information processing, telecommunications, and environmental support exists during contingency operations.
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| CP-02(03) |
Resume Mission and Business Functions
2 params
Plan for the resumption of {{ insert: param, cp-02.03_odp.01 }} mission and business functions within {{ insert: param, cp-02.03_odp.02 }} of contingency plan activation.
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| CP-02(04) |
Resume All Mission and Business Functions
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| CP-02(05) |
Continue Mission and Business Functions
1 param
Plan for the continuance of {{ insert: param, cp-02.05_odp }} mission and business functions with minimal or no loss of operational continuity and sustains that continuity until full system restora...
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| CP-02(06) |
Alternate Processing and Storage Sites
1 param
Plan for the transfer of {{ insert: param, cp-02.06_odp }} mission and business functions to alternate processing and/or storage sites with minimal or no loss of operational continuity and sustain ...
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| CP-02(07) |
Coordinate with External Service Providers
Coordinate the contingency plan with the contingency plans of external service providers to ensure that contingency requirements can be satisfied.
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| CP-02(08) |
Identify Critical Assets
1 param
Identify critical system assets supporting {{ insert: param, cp-02.08_odp }} mission and business functions.
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| CP-03 |
Contingency Training
4 params
a. Provide contingency training to system users consistent with assigned roles and responsibilities:
1. Within {{ insert: param, cp-03_odp.01 }} of assuming a contingency role or responsibili...
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| CP-03(01) |
Simulated Events
Incorporate simulated events into contingency training to facilitate effective response by personnel in crisis situations.
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| CP-03(02) |
Mechanisms Used in Training Environments
Employ mechanisms used in operations to provide a more thorough and realistic contingency training environment.
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| CP-04 |
Contingency Plan Testing
4 params
a. Test the contingency plan for the system {{ insert: param, cp-04_odp.01 }} using the following tests to determine the effectiveness of the plan and the readiness to execute the plan: {{ insert...
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| CP-04(01) |
Coordinate with Related Plans
Coordinate contingency plan testing with organizational elements responsible for related plans.
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| CP-04(02) |
Alternate Processing Site
Test the contingency plan at the alternate processing site:
(a) To familiarize contingency personnel with the facility and available resources; and
(b) To evaluate the capabilities of the alter...
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| CP-04(03) |
Automated Testing
1 param
Test the contingency plan using {{ insert: param, cp-04.03_odp }}.
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| CP-04(04) |
Full Recovery and Reconstitution
Include a full recovery and reconstitution of the system to a known state as part of contingency plan testing.
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| CP-04(05) |
Self-challenge
2 params
Employ {{ insert: param, cp-04.05_odp.01 }} to {{ insert: param, cp-04.05_odp.02 }} to disrupt and adversely affect the system or system component.
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| CP-05 |
Contingency Plan Update
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| CP-06 |
Alternate Storage Site
a. Establish an alternate storage site, including necessary agreements to permit the storage and retrieval of system backup information; and
b. Ensure that the alternate storage site provides c...
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| CP-06(01) |
Separation from Primary Site
Identify an alternate storage site that is sufficiently separated from the primary storage site to reduce susceptibility to the same threats.
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| CP-06(02) |
Recovery Time and Recovery Point Objectives
Configure the alternate storage site to facilitate recovery operations in accordance with recovery time and recovery point objectives.
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| CP-06(03) |
Accessibility
Identify potential accessibility problems to the alternate storage site in the event of an area-wide disruption or disaster and outline explicit mitigation actions.
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| CP-07 |
Alternate Processing Site
2 params
a. Establish an alternate processing site, including necessary agreements to permit the transfer and resumption of {{ insert: param, cp-07_odp.01 }} for essential mission and business functions w...
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| CP-07(01) |
Separation from Primary Site
Identify an alternate processing site that is sufficiently separated from the primary processing site to reduce susceptibility to the same threats.
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| CP-07(02) |
Accessibility
Identify potential accessibility problems to alternate processing sites in the event of an area-wide disruption or disaster and outlines explicit mitigation actions.
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| CP-07(03) |
Priority of Service
Develop alternate processing site agreements that contain priority-of-service provisions in accordance with availability requirements (including recovery time objectives).
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| CP-07(04) |
Preparation for Use
Prepare the alternate processing site so that the site can serve as the operational site supporting essential mission and business functions.
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| CP-07(05) |
Equivalent Information Security Safeguards
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| CP-07(06) |
Inability to Return to Primary Site
Plan and prepare for circumstances that preclude returning to the primary processing site.
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| CP-08 |
Telecommunications Services
2 params
Establish alternate telecommunications services, including necessary agreements to permit the resumption of {{ insert: param, cp-08_odp.01 }} for essential mission and business functions within {{ ...
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| CP-08(01) |
Priority of Service Provisions
(a) Develop primary and alternate telecommunications service agreements that contain priority-of-service provisions in accordance with availability requirements (including recovery time objective...
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| CP-08(02) |
Single Points of Failure
Obtain alternate telecommunications services to reduce the likelihood of sharing a single point of failure with primary telecommunications services.
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| CP-08(03) |
Separation of Primary and Alternate Providers
Obtain alternate telecommunications services from providers that are separated from primary service providers to reduce susceptibility to the same threats.
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| CP-08(04) |
Provider Contingency Plan
3 params
(a) Require primary and alternate telecommunications service providers to have contingency plans;
(b) Review provider contingency plans to ensure that the plans meet organizational contingency ...
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| CP-08(05) |
Alternate Telecommunication Service Testing
1 param
Test alternate telecommunication services {{ insert: param, cp-08.05_odp }}.
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| CP-09 |
System Backup
4 params
a. Conduct backups of user-level information contained in {{ insert: param, cp-09_odp.01 }} {{ insert: param, cp-09_odp.02 }};
b. Conduct backups of system-level information contained in the sy...
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| CP-09(01) |
Testing for Reliability and Integrity
3 params
Test backup information {{ insert: param, cp-9.1_prm_1 }} to verify media reliability and information integrity.
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| CP-09(02) |
Test Restoration Using Sampling
Use a sample of backup information in the restoration of selected system functions as part of contingency plan testing.
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| CP-09(03) |
Separate Storage for Critical Information
1 param
Store backup copies of {{ insert: param, cp-09.03_odp }} in a separate facility or in a fire rated container that is not collocated with the operational system.
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| CP-09(04) |
Protection from Unauthorized Modification
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| CP-09(05) |
Transfer to Alternate Storage Site
3 params
Transfer system backup information to the alternate storage site {{ insert: param, cp-9.5_prm_1 }}.
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| CP-09(06) |
Redundant Secondary System
Conduct system backup by maintaining a redundant secondary system that is not collocated with the primary system and that can be activated without loss of information or disruption to operations.
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| CP-09(07) |
Dual Authorization for Deletion or Destruction
1 param
Enforce dual authorization for the deletion or destruction of {{ insert: param, cp-09.07_odp }}.
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| CP-09(08) |
Cryptographic Protection
1 param
Implement cryptographic mechanisms to prevent unauthorized disclosure and modification of {{ insert: param, cp-09.08_odp }}.
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| CP-10 |
System Recovery and Reconstitution
3 params
Provide for the recovery and reconstitution of the system to a known state within {{ insert: param, cp-10_prm_1 }} after a disruption, compromise, or failure.
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| CP-10(01) |
Contingency Plan Testing
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| CP-10(02) |
Transaction Recovery
Implement transaction recovery for systems that are transaction-based.
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| CP-10(03) |
Compensating Security Controls
Addressed through tailoring.
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| CP-10(04) |
Restore Within Time Period
1 param
Provide the capability to restore system components within {{ insert: param, cp-10.04_odp }} from configuration-controlled and integrity-protected information representing a known, operational stat...
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| CP-10(05) |
Failover Capability
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| CP-10(06) |
Component Protection
Protect system components used for recovery and reconstitution.
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| CP-11 |
Alternate Communications Protocols
1 param
Provide the capability to employ {{ insert: param, cp-11_odp }} in support of maintaining continuity of operations.
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| CP-12 |
Safe Mode
2 params
When {{ insert: param, cp-12_odp.02 }} are detected, enter a safe mode of operation with {{ insert: param, cp-12_odp.01 }}.
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| CP-13 |
Alternative Security Mechanisms
2 params
Employ {{ insert: param, cp-13_odp.01 }} for satisfying {{ insert: param, cp-13_odp.02 }} when the primary means of implementing the security function is unavailable or compromised.
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| └ cp-1a | Develop, document, and disseminate to {{ insert: param, cp-1_prm_1 }}: | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1a.1 | {{ insert: param, cp-01_odp.03 }} contingency planning policy that: | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1a.1.(a) | Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1a.1.(b) | Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1a.2 | Procedures to facilitate the implementation of the contingency planning policy and the associated contingency planning controls; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1b | Designate an {{ insert: param, cp-01_odp.04 }} to manage the development, documentation, and dissemination of the contingency planning policy and p... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1c | Review and update the current contingency planning: | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1c.1 | Policy {{ insert: param, cp-01_odp.05 }} and following {{ insert: param, cp-01_odp.06 }} ; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-1c.2 | Procedures {{ insert: param, cp-01_odp.07 }} and following {{ insert: param, cp-01_odp.08 }}. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a | Develop a contingency plan for the system that: | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.1 | Identifies essential mission and business functions and associated contingency requirements; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.2 | Provides recovery objectives, restoration priorities, and metrics; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.3 | Addresses contingency roles, responsibilities, assigned individuals with contact information; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.4 | Addresses maintaining essential mission and business functions despite a system disruption, compromise, or failure; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.5 | Addresses eventual, full system restoration without deterioration of the controls originally planned and implemented; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.6 | Addresses the sharing of contingency information; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2a.7 | Is reviewed and approved by {{ insert: param, cp-2_prm_1 }}; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2b | Distribute copies of the contingency plan to {{ insert: param, cp-2_prm_2 }}; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2c | Coordinate contingency planning activities with incident handling activities; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2d | Review the contingency plan for the system {{ insert: param, cp-02_odp.05 }}; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2e | Update the contingency plan to address changes to the organization, system, or environment of operation and problems encountered during contingency... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2f | Communicate contingency plan changes to {{ insert: param, cp-2_prm_4 }}; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2g | Incorporate lessons learned from contingency plan testing, training, or actual contingency activities into contingency testing and training; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-2h | Protect the contingency plan from unauthorized disclosure and modification. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-3a | Provide contingency training to system users consistent with assigned roles and responsibilities: | — | — | |||||||||||||||||||||||||||||||||
| └ cp-3a.1 | Within {{ insert: param, cp-03_odp.01 }} of assuming a contingency role or responsibility; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-3a.2 | When required by system changes; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-3a.3 | {{ insert: param, cp-03_odp.02 }} thereafter; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-3b | Review and update contingency training content {{ insert: param, cp-03_odp.03 }} and following {{ insert: param, cp-03_odp.04 }}. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-4.2.(a) | To familiarize contingency personnel with the facility and available resources; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-4.2.(b) | To evaluate the capabilities of the alternate processing site to support contingency operations. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-4a | Test the contingency plan for the system {{ insert: param, cp-04_odp.01 }} using the following tests to determine the effectiveness of the plan and... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-4b | Review the contingency plan test results; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-4c | Initiate corrective actions, if needed. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-6a | Establish an alternate storage site, including necessary agreements to permit the storage and retrieval of system backup information; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-6b | Ensure that the alternate storage site provides controls equivalent to that of the primary site. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-7a | Establish an alternate processing site, including necessary agreements to permit the transfer and resumption of {{ insert: param, cp-07_odp.01 }} f... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-7b | Make available at the alternate processing site, the equipment and supplies required to transfer and resume operations or put contracts in place to... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-7c | Provide controls at the alternate processing site that are equivalent to those at the primary site. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-8.1.(a) | Develop primary and alternate telecommunications service agreements that contain priority-of-service provisions in accordance with availability req... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-8.1.(b) | Request Telecommunications Service Priority for all telecommunications services used for national security emergency preparedness if the primary an... | — | — | |||||||||||||||||||||||||||||||||
| └ cp-8.4.(a) | Require primary and alternate telecommunications service providers to have contingency plans; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-8.4.(b) | Review provider contingency plans to ensure that the plans meet organizational contingency requirements; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-8.4.(c) | Obtain evidence of contingency testing and training by providers {{ insert: param, cp-8.4_prm_1 }}. | — | — | |||||||||||||||||||||||||||||||||
| └ cp-9a | Conduct backups of user-level information contained in {{ insert: param, cp-09_odp.01 }} {{ insert: param, cp-09_odp.02 }}; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-9b | Conduct backups of system-level information contained in the system {{ insert: param, cp-09_odp.03 }}; | — | — | |||||||||||||||||||||||||||||||||
| └ cp-9c | Conduct backups of system documentation, including security- and privacy-related documentation {{ insert: param, cp-09_odp.04 }} ; and | — | — | |||||||||||||||||||||||||||||||||
| └ cp-9d | Protect the confidentiality, integrity, and availability of backup information. | — | — |