Control ID Title / Statement Priority Baseline Impact
IR-1
Incident Response Policy and Procedures 3 params
The organization: a. Develops, documents, and disseminates to {{ insert: param, ir-1_prm_1 }}: 1. An incident response policy that addresses purpose, scope, roles, responsibilities, managemen...
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Param ID Label Constraint / Choices
ir-1_prm_1 organization-defined personnel or roles Organization-defined
ir-1_prm_2 organization-defined frequency Organization-defined
ir-1_prm_3 organization-defined frequency Organization-defined
IR-2
Incident Response Training 2 params
The organization provides incident response training to information system users consistent with assigned roles and responsibilities: a. Within {{ insert: param, ir-2_prm_1 }} of assuming an inci...
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Param ID Label Constraint / Choices
ir-2_prm_1 organization-defined time period Organization-defined
ir-2_prm_2 organization-defined frequency Organization-defined
IR-2(1)
Simulated Events
The organization incorporates simulated events into incident response training to facilitate effective response by personnel in crisis situations.
IR-2(2)
Automated Training Environments
The organization employs automated mechanisms to provide a more thorough and realistic incident response training environment.
IR-3
Incident Response Testing 2 params
The organization tests the incident response capability for the information system {{ insert: param, ir-3_prm_1 }} using {{ insert: param, ir-3_prm_2 }} to determine the incident response effective...
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Param ID Label Constraint / Choices
ir-3_prm_1 organization-defined frequency Organization-defined
ir-3_prm_2 organization-defined tests Organization-defined
IR-3(1)
Automated Testing
The organization employs automated mechanisms to more thoroughly and effectively test the incident response capability.
IR-3(2)
Coordination with Related Plans
The organization coordinates incident response testing with organizational elements responsible for related plans.
IR-4
Incident Handling
The organization: a. Implements an incident handling capability for security incidents that includes preparation, detection and analysis, containment, eradication, and recovery; b. Coordinates ...
IR-4(1)
Automated Incident Handling Processes
The organization employs automated mechanisms to support the incident handling process.
IR-4(2)
Dynamic Reconfiguration 1 param
The organization includes dynamic reconfiguration of {{ insert: param, ir-4.2_prm_1 }} as part of the incident response capability.
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Param ID Label Constraint / Choices
ir-4.2_prm_1 organization-defined information system components Organization-defined
IR-4(3)
Continuity of Operations 2 params
The organization identifies {{ insert: param, ir-4.3_prm_1 }} and {{ insert: param, ir-4.3_prm_2 }} to ensure continuation of organizational missions and business functions.
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Param ID Label Constraint / Choices
ir-4.3_prm_1 organization-defined classes of incidents Organization-defined
ir-4.3_prm_2 organization-defined actions to take in response to classes of incidents Organization-defined
IR-4(4)
Information Correlation
The organization correlates incident information and individual incident responses to achieve an organization-wide perspective on incident awareness and response.
IR-4(5)
Automatic Disabling of Information System 1 param
The organization implements a configurable capability to automatically disable the information system if {{ insert: param, ir-4.5_prm_1 }} are detected.
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Param ID Label Constraint / Choices
ir-4.5_prm_1 organization-defined security violations Organization-defined
IR-4(6)
Insider Threats - Specific Capabilities
The organization implements incident handling capability for insider threats.
IR-4(7)
Insider Threats - Intra-organization Coordination 1 param
The organization coordinates incident handling capability for insider threats across {{ insert: param, ir-4.7_prm_1 }}.
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Param ID Label Constraint / Choices
ir-4.7_prm_1 organization-defined components or elements of the organization Organization-defined
IR-4(8)
Correlation with External Organizations 2 params
The organization coordinates with {{ insert: param, ir-4.8_prm_1 }} to correlate and share {{ insert: param, ir-4.8_prm_2 }} to achieve a cross-organization perspective on incident awareness and mo...
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Param ID Label Constraint / Choices
ir-4.8_prm_1 organization-defined external organizations Organization-defined
ir-4.8_prm_2 organization-defined incident information Organization-defined
IR-4(9)
Dynamic Response Capability 1 param
The organization employs {{ insert: param, ir-4.9_prm_1 }} to effectively respond to security incidents.
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Param ID Label Constraint / Choices
ir-4.9_prm_1 organization-defined dynamic response capabilities Organization-defined
IR-4(10)
Supply Chain Coordination
The organization coordinates incident handling activities involving supply chain events with other organizations involved in the supply chain.
IR-5
Incident Monitoring
The organization tracks and documents information system security incidents.
IR-5(1)
Automated Tracking / Data Collection / Analysis
The organization employs automated mechanisms to assist in the tracking of security incidents and in the collection and analysis of incident information.
IR-6
Incident Reporting 2 params
The organization: a. Requires personnel to report suspected security incidents to the organizational incident response capability within {{ insert: param, ir-6_prm_1 }}; and b. Reports security...
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Param ID Label Constraint / Choices
ir-6_prm_1 organization-defined time period Organization-defined
ir-6_prm_2 organization-defined authorities Organization-defined
IR-6(1)
Automated Reporting
The organization employs automated mechanisms to assist in the reporting of security incidents.
IR-6(2)
Vulnerabilities Related to Incidents 1 param
The organization reports information system vulnerabilities associated with reported security incidents to {{ insert: param, ir-6.2_prm_1 }}.
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Param ID Label Constraint / Choices
ir-6.2_prm_1 organization-defined personnel or roles Organization-defined
IR-6(3)
Coordination with Supply Chain
The organization provides security incident information to other organizations involved in the supply chain for information systems or information system components related to the incident.
IR-7
Incident Response Assistance
The organization provides an incident response support resource, integral to the organizational incident response capability that offers advice and assistance to users of the information system for...
IR-7(1)
Automation Support for Availability of Information / Support
The organization employs automated mechanisms to increase the availability of incident response-related information and support.
IR-7(2)
Coordination with External Providers
The organization: (a) Establishes a direct, cooperative relationship between its incident response capability and external providers of information system protection capability; and (b) Identif...
IR-8
Incident Response Plan 4 params
The organization: a. Develops an incident response plan that: 1. Provides the organization with a roadmap for implementing its incident response capability; 2. Describes the structure and...
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Param ID Label Constraint / Choices
ir-8_prm_1 organization-defined personnel or roles Organization-defined
ir-8_prm_2 organization-defined incident response personnel (identified by name and/or by role) and organizational elements Organization-defined
ir-8_prm_3 organization-defined frequency Organization-defined
ir-8_prm_4 organization-defined incident response personnel (identified by name and/or by role) and organizational elements Organization-defined
IR-9
Information Spillage Response 2 params
The organization responds to information spills by: a. Identifying the specific information involved in the information system contamination; b. Alerting {{ insert: param, ir-9_prm_1 }} of the ...
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Param ID Label Constraint / Choices
ir-9_prm_1 organization-defined personnel or roles Organization-defined
ir-9_prm_2 organization-defined actions Organization-defined
IR-9(1)
Responsible Personnel 1 param
The organization assigns {{ insert: param, ir-9.1_prm_1 }} with responsibility for responding to information spills.
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Param ID Label Constraint / Choices
ir-9.1_prm_1 organization-defined personnel or roles Organization-defined
IR-9(2)
Training 1 param
The organization provides information spillage response training {{ insert: param, ir-9.2_prm_1 }}.
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Param ID Label Constraint / Choices
ir-9.2_prm_1 organization-defined frequency Organization-defined
IR-9(3)
Post-spill Operations 1 param
The organization implements {{ insert: param, ir-9.3_prm_1 }} to ensure that organizational personnel impacted by information spills can continue to carry out assigned tasks while contaminated syst...
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Param ID Label Constraint / Choices
ir-9.3_prm_1 organization-defined procedures Organization-defined
IR-9(4)
Exposure to Unauthorized Personnel 1 param
The organization employs {{ insert: param, ir-9.4_prm_1 }} for personnel exposed to information not within assigned access authorizations.
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Param ID Label Constraint / Choices
ir-9.4_prm_1 organization-defined security safeguards Organization-defined
IR-10
Integrated Information Security Analysis Team
The organization establishes an integrated team of forensic/malicious code analysts, tool developers, and real-time operations personnel.
ir-1a Develops, documents, and disseminates to {{ insert: param, ir-1_prm_1 }}:
ir-1a.1 An incident response policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entiti...
ir-1a.2 Procedures to facilitate the implementation of the incident response policy and associated incident response controls; and
ir-1b Reviews and updates the current:
ir-1b.1 Incident response policy {{ insert: param, ir-1_prm_2 }}; and
ir-1b.2 Incident response procedures {{ insert: param, ir-1_prm_3 }}.
ir-2a Within {{ insert: param, ir-2_prm_1 }} of assuming an incident response role or responsibility;
ir-2b When required by information system changes; and
ir-2c {{ insert: param, ir-2_prm_2 }} thereafter.
ir-4a Implements an incident handling capability for security incidents that includes preparation, detection and analysis, containment, eradication, and ...
ir-4b Coordinates incident handling activities with contingency planning activities; and
ir-4c Incorporates lessons learned from ongoing incident handling activities into incident response procedures, training, and testing, and implements the...
ir-6a Requires personnel to report suspected security incidents to the organizational incident response capability within {{ insert: param, ir-6_prm_1 }}...
ir-6b Reports security incident information to {{ insert: param, ir-6_prm_2 }}.
ir-7.2.(a) Establishes a direct, cooperative relationship between its incident response capability and external providers of information system protection cap...
ir-7.2.(b) Identifies organizational incident response team members to the external providers.
ir-8a Develops an incident response plan that:
ir-8a.1 Provides the organization with a roadmap for implementing its incident response capability;
ir-8a.2 Describes the structure and organization of the incident response capability;
ir-8a.3 Provides a high-level approach for how the incident response capability fits into the overall organization;
ir-8a.4 Meets the unique requirements of the organization, which relate to mission, size, structure, and functions;
ir-8a.5 Defines reportable incidents;
ir-8a.6 Provides metrics for measuring the incident response capability within the organization;
ir-8a.7 Defines the resources and management support needed to effectively maintain and mature an incident response capability; and
ir-8a.8 Is reviewed and approved by {{ insert: param, ir-8_prm_1 }};
ir-8b Distributes copies of the incident response plan to {{ insert: param, ir-8_prm_2 }};
ir-8c Reviews the incident response plan {{ insert: param, ir-8_prm_3 }};
ir-8d Updates the incident response plan to address system/organizational changes or problems encountered during plan implementation, execution, or testing;
ir-8e Communicates incident response plan changes to {{ insert: param, ir-8_prm_4 }}; and
ir-8f Protects the incident response plan from unauthorized disclosure and modification.
ir-9a Identifying the specific information involved in the information system contamination;
ir-9b Alerting {{ insert: param, ir-9_prm_1 }} of the information spill using a method of communication not associated with the spill;
ir-9c Isolating the contaminated information system or system component;
ir-9d Eradicating the information from the contaminated information system or component;
ir-9e Identifying other information systems or system components that may have been subsequently contaminated; and
ir-9f Performing other {{ insert: param, ir-9_prm_2 }}.